In-House Legal Department – Investment Compliance (Attorney or Non-Attorney)

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Job Overview

About the Position:
Our client, a Chicago-based private market investment firm focused on the cannabis industry, is actively seeking a compliance professional (attorney or non-attorney) to join its dynamic and growing legal department and to oversee and manage compliance for the firm’s investments and funds. The focus of this role will be on investment adviser compliance and regulatory matters. Exceptional opportunity for a motivated self-starter to join a collegial team at an entrepreneurial Chicago company!

· 2+ years of investment compliance experience
· A background in the investment industry, including experience with any of the following:
· Registered investment adviser compliance
· Investment Company Act of 1940
· Investment Advisers Act
· Securities Act
· Form ADV
· Fund documents (operating agreements, subscription documents and PPMs/CIMs)

· Compensation is competitive with experience level
· Excellent benefits package

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