Compliance Associate/Attorney – Leading Private Equity Firm – Chicago

Compliance Associate/Attorney – Leading Private Equity Firm – Chicago

VZ995435114

Job Overview

Our client, a Chicago-based private equity firm, is actively seeking a compliance associate to join its dynamic in-house legal team. The individual in this role will be responsible for managing the firm’s AML compliance program and FINRA Gateway filings, assisting with regulatory filings, and designing, implementing, and maintaining the firm’s broker-realer supervisory procedures. Target candidates will have 3+ years of strong broker-dealer compliance experience including an understanding of regulatory and self-regulatory agencies. Must have a Bachelor’s degree (J.D. is a plus), strong written communication skills, and must have a Series 7 or be able to obtain the license promptly. This is an outstanding opportunity to join a collaborative and entrepreneurial company!

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Job Detail
  • Position TypeAssociate
  • Employment TypeIn-House
  • Practice AreasOther
  • Job IDVZ995435114