In-House Securities Compliance Professional

In-House Securities Compliance Professional

GV501243726

Job Overview

Our client, a dynamic investment company, is actively seeking a securities compliance professional, with specific registered investment advisor (RIA) expertise and experience, to join its Chicago Loop office. Target candidates will have a J.D. and 5+ years of experience with securities reporting and filing (including Form ADVs), compliance training and internal audits, and responding to regulatory requests and examinations. Real estate and/or private equity experience preferred but not required. Excellent opportunity to bring your experience to a sophisticated and fast paced environment. Local Illinois candidates please; will not relocate.

Job Detail
  • Position TypeIn-House Counsel
  • Employment TypeIn-House
  • Practice AreasCorporate/Securities
  • Job IDGV501243726