In-House Securities Compliance Professional
Our client, a dynamic investment company, is actively seeking a securities compliance professional, with specific registered investment advisor (RIA) expertise and experience, to join its Chicago Loop office. Target candidates will have a J.D. and 5+ years of experience with securities reporting and filing (including Form ADVs), compliance training and internal audits, and responding to regulatory requests and examinations. Real estate and/or private equity experience preferred but not required. Excellent opportunity to bring your experience to a sophisticated and fast paced environment. Local Illinois candidates please; will not relocate.
Position TypeIn-House Counsel